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[ Trading Specialist - FINRA Series 7 Required ] Job Information
Company NEXT Financial Group, Inc. Department Operations
Category Operations Job Type Full-Time Perm.
Job Status Sourcing Salary Range NA
Minimum Education University Degree Title
Minimum Experience No of Jobs 1
Duration Full Time Start Publishing 09/28/2017
Stop Publishing 10/28/2017 Country United States
State Texas City Houston

Position Overview

NEXT Financial Group, Inc., an award-winning independent broker-dealer, has an exciting opening as a full-time Trading Specialist with NEXT’s Brokerage Operations Department. This individual will utilize his or her expertise to assist the firm in providing order execution support to our financial advisors. 


Build a career and develop your skills in an encouraging environment with large opportunities for growth and competitive company benefits. The candidate should be a self-starter who works effectively with minimal supervision. Become a part of an established firm whose culture focuses on empowering home office staff to achieve their goals with the support of fellow coworkers, who are more like family.


We are seeking a professional with financial industry experience and a current Series 7 license to help our company support our Representatives across the country.


If you are interested in joining the dynamic team at NEXT as their newest Trading Specialist, continue reading below:


Position Content

  • Receive telephone orders for all products and place orders in the clearing firm system on behalf of NEXT representatives

  • Monitor and review orders entered by NEXT representatives for approval or rejection 

  • Answer order entry inquiries and provide orientation support to NEXT representatives

  • Provide quotes and other financial customer service information to representatives on request

  • Perform trade error corrections and commission adjustments as requested

  • Validate and correct discrepancies in commission and transaction charges between the clearing firm and back office systems

  • Perform quality check/verification of operations processing

  • Monitor reports as assigned by supervisor to ensure firm is meeting FINRA/SEC/NEXT trade reporting and execution requirements

  • Performs projects and tasks as assigned


Knowledge & Skills Desired

  1. High school diploma or GED

  2. Current Series 7 license required

  3. 2 years of industry experience preferred

  4. Strong verbal communication and interpersonal skills

  5. Attention to detail and follow-up skills

Preferred Skills
Posted 09/28/2017 14:17:48